homelab-codex-ws/jobs/documents-ingest/tests/test_chunk_embed.py
oskar 348ce10b1d refactor(kb-mail): extract chunker to packages/kb-mail (faza mailowa Krok 0)
chunk_text/hard_split/split_paragraphs + 2400/600-char constants move out of
documents_ingest.chunk_embed into kb_mail.chunking so the upcoming
jobs/mail-body-ingest shares the exact same chunker instead of a copy-pasted
drift (the phase-4 lesson for retrieval.py -> packages/kb-retrieval, applied
again). chunk_embed.py re-exports unchanged; zero behavior change, tests moved
1:1 alongside the code (docs/kb/modules/05-faza-mailowa-plan.md, §3).
2026-07-23 17:06:48 +02:00

487 lines
19 KiB
Python

"""Unit tests for the chunk + embed job — no DB, no real HTTP, no real Ollama.
`chunk_text`/`hard_split`/`split_paragraphs` tests moved to
packages/kb-mail/tests/test_chunking.py (module 5, faza mailowa, Krok 0) alongside the code."""
from __future__ import annotations
import json
import pytest
from documents_ingest.chunk_embed import (
EmbeddingDimensionError,
embed_chunk,
extract_content,
fetch_documents,
fetch_existing_chunk_keys,
insert_chunk,
is_ocr_junk,
run,
_vector_literal,
)
def _paragraph(char: str, length: int) -> str:
return char * length
class TestExtractContent:
def test_finds_content_entity(self):
entities = [{"type": "filename", "value": "a.pdf"}, {"type": "content", "text": "hello"}]
assert extract_content(entities) == "hello"
def test_missing_content_entity_returns_empty_string(self):
entities = [{"type": "filename", "value": "a.pdf"}]
assert extract_content(entities) == ""
def test_none_text_returns_empty_string(self):
entities = [{"type": "content", "text": None}]
assert extract_content(entities) == ""
def test_empty_entities_list(self):
assert extract_content([]) == ""
assert extract_content(None) == ""
class TestVectorLiteral:
def test_formats_as_bracketed_csv(self):
assert _vector_literal([0.1, 0.2, -0.3]) == "[0.1,0.2,-0.3]"
class TestIsOcrJunk:
"""Pilot cases from docs/kb/modules/05-faza3-plan.md §3.1 and the 2026-07-16 calibration
session (docs/kb/eval/retrieval-pilot-2026-07-16.md)."""
def test_clean_text_is_not_junk(self):
text = (
"Ogólne Warunki Ubezpieczenia PZU Auto ustalają zasady odpowiedzialności "
"ubezpieczyciela za szkody powstałe w związku z ruchem pojazdów mechanicznych."
)
assert is_ocr_junk(text) is False
def test_ground_barcode_binary_noise_is_junk(self):
# paperless:39/96/128/186/192 pattern: dense run of C0 control chars (scrambled
# barcode), well above the calibrated raw-count threshold of 5.
text = "\x01\x02\x03\x05\x06\x07\x0f\x10\x11\x12\x14\x15\x16\x17\x18\x19qQQQ\x11q\x01\x11!!AA"
assert is_ocr_junk(text) is True
def test_partial_mojibake_is_not_junk(self):
# paperless:119: a confirmed retrieval hit (query 4, eval-set) despite partial
# mojibake and a couple of stray control bytes — mojibake alone must not exclude it.
text = (
"Wygenerowano z systemu wydarzeń FIRST Israel | Turniej Regionalny FIRST LEGO "
"League\n\x01integraln¹ czêœæ dokumentacji zawodów\nARTEFAKTY Z WĘDKI"
)
assert is_ocr_junk(text) is False
def test_stray_single_control_char_in_legible_text_is_not_junk(self):
# paperless:141 pattern: one stray control byte in an otherwise clean English
# paragraph (a PDF-extraction artifact, not OCR noise).
text = "separable\x0fconvolution is equal to the combination of a self-attention layer"
assert is_ocr_junk(text) is False
def test_dot_leader_toc_is_junk(self):
text = ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ."
assert is_ocr_junk(text) is True
def test_empty_text_is_not_junk(self):
assert is_ocr_junk("") is False
class _FakeEmbedResponse:
def __init__(self, payload, status=200):
self._payload = payload
self._status = status
async def __aenter__(self):
return self
async def __aexit__(self, *exc):
return False
async def json(self):
return self._payload
def raise_for_status(self):
if self._status >= 400:
raise RuntimeError(f"HTTP {self._status}")
class _FakeOllamaSession:
"""Serves a fixed embedding vector for every /api/embeddings POST, or errors by filename."""
def __init__(self, dim=1024, fail_for=None):
self._dim = dim
self._fail_for = fail_for or set()
self.requests: list[dict] = []
def post(self, url, json):
self.requests.append({"url": url, "json": json})
if json["prompt"] in self._fail_for:
return _FakeEmbedResponse({}, status=500)
return _FakeEmbedResponse({"embedding": [0.01] * self._dim})
async def close(self):
pass
class TestEmbedChunk:
async def test_returns_embedding_and_elapsed(self):
session = _FakeOllamaSession(dim=1024)
embedding, elapsed = await embed_chunk(session, "http://fake-ollama", "bge-m3", "hello world")
assert len(embedding) == 1024
assert elapsed >= 0
assert session.requests == [
{"url": "http://fake-ollama/api/embeddings", "json": {"model": "bge-m3", "prompt": "hello world"}}
]
async def test_missing_embedding_key_raises(self):
class _EmptyResponse(_FakeEmbedResponse):
pass
class _Session:
def post(self, url, json):
return _EmptyResponse({})
with pytest.raises(ValueError):
await embed_chunk(_Session(), "http://fake-ollama", "bge-m3", "text")
class TestInsertSql:
def test_on_conflict_target_includes_model(self):
# Plan §3.3 fix: the old UNIQUE(envelope_id, chunk_index) silently no-opped a
# second embedding model via ON CONFLICT DO NOTHING (review finding, phase 2 step
# 6). The target must now include `model`.
from documents_ingest.chunk_embed import _INSERT_SQL
assert "ON CONFLICT (envelope_id, chunk_index, model)" in _INSERT_SQL
class TestInsertChunk:
async def test_junk_chunk_inserts_null_embedding_with_reason(self):
conn = _FakeConn()
await insert_chunk(conn, "paperless:1", 0, "junk text", None, "bge-m3", excluded_reason="ocr_junk")
assert conn.execute_calls == [("paperless:1", 0, "junk text", None, "bge-m3", "ocr_junk")]
async def test_normal_chunk_inserts_vector_with_no_reason(self):
conn = _FakeConn()
await insert_chunk(conn, "paperless:1", 0, "real text", [0.1, 0.2], "bge-m3")
assert conn.execute_calls == [("paperless:1", 0, "real text", "[0.1,0.2]", "bge-m3", None)]
class _FakeConn:
def __init__(self, docs=None, existing_keys=None, existing_model="bge-m3", execute_results=None):
self._docs = docs or []
self._existing_keys = list(existing_keys or [])
self._existing_model = existing_model
# Optional queue of command tags returned by successive execute() calls, in order
# (e.g. ["INSERT 0 0"] to simulate an ON CONFLICT DO NOTHING no-op). Defaults to a
# real insert every time.
self._execute_results = list(execute_results) if execute_results is not None else None
self.execute_calls: list[tuple] = []
async def fetch(self, query, *params):
if "FROM document_chunk" in query:
# Mirrors the real `WHERE model = $1` filter: existing_keys were "written" under
# existing_model, so a query for a different model must not see them.
if params and params[0] != self._existing_model:
return []
return [{"envelope_id": eid, "chunk_index": idx} for eid, idx in self._existing_keys]
return self._docs
async def execute(self, query, *params):
self.execute_calls.append(params)
if self._execute_results is not None:
return self._execute_results.pop(0)
return "INSERT 0 1"
async def close(self):
pass
def _row(envelope_id, content):
return {"id": envelope_id, "entities": json.dumps([{"type": "content", "text": content}])}
class TestFetchHelpers:
async def test_fetch_documents_no_limit_offset(self):
conn = _FakeConn(docs=[_row("paperless:1", "hi")])
docs = await fetch_documents(conn, limit=None, offset=None)
assert docs == [_row("paperless:1", "hi")]
async def test_fetch_existing_chunk_keys(self):
conn = _FakeConn(existing_keys=[("paperless:1", 0), ("paperless:1", 1)])
keys = await fetch_existing_chunk_keys(conn, model="bge-m3")
assert keys == {("paperless:1", 0), ("paperless:1", 1)}
class TestRun:
def _patch(self, monkeypatch, conn, ollama_session):
async def _fake_connect(dsn):
return conn
monkeypatch.setattr("documents_ingest.chunk_embed.asyncpg.connect", _fake_connect)
def _fake_session_factory(*args, **kwargs):
return ollama_session
monkeypatch.setattr("documents_ingest.chunk_embed.aiohttp.ClientSession", _fake_session_factory)
async def test_dry_run_counts_without_calling_ollama_or_db(self, monkeypatch):
conn = _FakeConn(docs=[_row("paperless:1", "short doc")])
ollama = _FakeOllamaSession()
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=False)
assert stats["documents_fetched"] == 1
assert stats["documents_chunked"] == 1
assert stats["chunks_total"] == 1
assert stats["chunks_inserted"] == 1
assert ollama.requests == []
assert conn.execute_calls == []
async def test_empty_content_counted_separately_not_as_error(self, monkeypatch):
conn = _FakeConn(docs=[_row("paperless:1", ""), _row("paperless:2", "some text")])
ollama = _FakeOllamaSession()
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=False)
assert stats["empty_content"] == 1
assert stats["documents_chunked"] == 1
assert stats["documents_fetched"] == 2
assert stats["chunks_errors"] == 0
async def test_apply_embeds_and_inserts(self, monkeypatch):
conn = _FakeConn(docs=[_row("paperless:1", "some real content")])
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_inserted"] == 1
assert stats["embed_calls"] == 1
assert len(conn.execute_calls) == 1
assert len(ollama.requests) == 1
async def test_idempotent_skips_already_embedded_chunks(self, monkeypatch):
conn = _FakeConn(
docs=[_row("paperless:1", "some real content")],
existing_keys=[("paperless:1", 0)],
)
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_already_embedded"] == 1
assert stats["chunks_inserted"] == 0
assert ollama.requests == []
assert conn.execute_calls == []
async def test_rerun_after_apply_inserts_nothing_new(self, monkeypatch):
doc = _row("paperless:1", "some real content")
conn1 = _FakeConn(docs=[doc])
ollama1 = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn1, ollama1)
first = await run(dsn="postgresql://fake", apply=True)
assert first["chunks_inserted"] == 1
conn2 = _FakeConn(docs=[doc], existing_keys=[("paperless:1", 0)])
ollama2 = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn2, ollama2)
second = await run(dsn="postgresql://fake", apply=True)
assert second["chunks_inserted"] == 0
assert second["chunks_already_embedded"] == 1
assert ollama2.requests == []
async def test_dimension_mismatch_aborts(self, monkeypatch):
conn = _FakeConn(docs=[_row("paperless:1", "some real content")])
ollama = _FakeOllamaSession(dim=768) # wrong dim
self._patch(monkeypatch, conn, ollama)
with pytest.raises(EmbeddingDimensionError):
await run(dsn="postgresql://fake", apply=True)
async def test_embed_error_is_isolated_and_counted(self, monkeypatch):
# Two chunks: force one to fail via a document long enough to produce 2 chunks
# (chunk_size/overlap kept small to make the test fast and explicit). Real
# word-like tokens (not a single 100-char run) so neither chunk trips is_ocr_junk.
para1 = " ".join(["word"] * 20)
para2 = " ".join(["term"] * 20)
big = para1 + "\n\n" + para2
conn = _FakeConn(docs=[_row("paperless:1", big)])
ollama = _FakeOllamaSession(dim=1024, fail_for={para1})
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True, chunk_size=100, chunk_overlap=20)
assert stats["chunks_errors"] == 1
assert stats["chunks_inserted"] == 1
assert stats["chunks_total"] == (
stats["chunks_already_embedded"] + stats["chunks_inserted"]
+ stats["chunks_conflict_skipped"] + stats["chunks_errors"]
)
async def test_insert_error_is_isolated_and_counted(self, monkeypatch):
# Two chunks; the first chunk's INSERT raises (simulated DB blip) but the run
# continues and the second chunk still gets embedded and inserted normally.
# Real word-like tokens so neither chunk trips is_ocr_junk.
big = " ".join(["word"] * 20) + "\n\n" + " ".join(["term"] * 20)
conn = _FakeConn(docs=[_row("paperless:1", big)])
real_execute = conn.execute
async def _flaky_execute(query, *params):
if params[1] == 0: # chunk_index 0
conn.execute_calls.append(params)
raise RuntimeError("simulated db error")
return await real_execute(query, *params)
conn.execute = _flaky_execute
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True, chunk_size=100, chunk_overlap=20)
assert stats["chunks_errors"] == 1
assert stats["chunks_inserted"] == 1
assert stats["chunks_total"] == (
stats["chunks_already_embedded"] + stats["chunks_inserted"]
+ stats["chunks_conflict_skipped"] + stats["chunks_errors"]
)
async def test_conflict_skipped_counted_separately_from_inserted(self, monkeypatch):
# ON CONFLICT DO NOTHING no-op: command tag reports 0 rows affected.
conn = _FakeConn(
docs=[_row("paperless:1", "some real content")], execute_results=["INSERT 0 0"]
)
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_conflict_skipped"] == 1
assert stats["chunks_inserted"] == 0
assert stats["chunks_total"] == (
stats["chunks_already_embedded"] + stats["chunks_inserted"]
+ stats["chunks_conflict_skipped"] + stats["chunks_errors"]
)
async def test_existing_keys_scoped_to_model(self, monkeypatch):
# existing_keys were "written" under a different model — the WHERE model = $1
# filter must not treat them as already-embedded for the current --model.
conn = _FakeConn(
docs=[_row("paperless:1", "some real content")],
existing_keys=[("paperless:1", 0)],
existing_model="some-other-model",
)
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True, model="bge-m3")
assert stats["chunks_already_embedded"] == 0
assert stats["chunks_inserted"] == 1
async def test_junk_chunk_flagged_without_calling_ollama(self, monkeypatch):
junk = ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ."
conn = _FakeConn(docs=[_row("paperless:1", junk)])
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_junk_flagged"] == 1
assert stats["chunks_inserted"] == 0
assert ollama.requests == []
assert conn.execute_calls == [("paperless:1", 0, junk, None, "bge-m3", "ocr_junk")]
assert stats["chunks_total"] == (
stats["chunks_already_embedded"] + stats["chunks_inserted"] + stats["chunks_junk_flagged"]
+ stats["chunks_conflict_skipped"] + stats["chunks_errors"]
)
async def test_junk_chunk_dry_run_counted_without_db_or_ollama(self, monkeypatch):
junk = ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ."
conn = _FakeConn(docs=[_row("paperless:1", junk)])
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=False)
assert stats["chunks_junk_flagged"] == 1
assert stats["chunks_inserted"] == 0
assert ollama.requests == []
assert conn.execute_calls == []
async def test_junk_chunk_rerun_is_idempotent(self, monkeypatch):
# Same (envelope_id, chunk_index) already flagged ocr_junk under this model — a
# rerun must skip it, same as a normal embedded chunk (plan §3.1: backfill is a
# one-shot, but chunk_embed.py itself must stay idempotent for new junk too).
junk = ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ."
conn = _FakeConn(
docs=[_row("paperless:1", junk)],
existing_keys=[("paperless:1", 0)],
)
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_already_embedded"] == 1
assert stats["chunks_junk_flagged"] == 0
assert conn.execute_calls == []
async def test_junk_conflict_skip_not_double_counted(self, monkeypatch):
junk = ". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ."
conn = _FakeConn(docs=[_row("paperless:1", junk)], execute_results=["INSERT 0 0"])
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["chunks_conflict_skipped"] == 1
assert stats["chunks_junk_flagged"] == 0
assert ollama.requests == []
async def test_stats_balance_documents_and_chunks(self, monkeypatch):
conn = _FakeConn(docs=[
_row("paperless:1", "content one"),
_row("paperless:2", ""),
_row("paperless:3", "content three"),
])
ollama = _FakeOllamaSession(dim=1024)
self._patch(monkeypatch, conn, ollama)
stats = await run(dsn="postgresql://fake", apply=True)
assert stats["documents_fetched"] == stats["empty_content"] + stats["documents_chunked"]
assert stats["chunks_total"] == (
stats["chunks_already_embedded"] + stats["chunks_inserted"]
+ stats["chunks_conflict_skipped"] + stats["chunks_errors"]
)
async def test_limit_and_offset_passed_through_to_query(self, monkeypatch):
captured = {}
class _Conn(_FakeConn):
async def fetch(self, query, *params):
if "FROM document_chunk" in query:
return []
captured["query"] = query
captured["params"] = params
return []
conn = _Conn()
ollama = _FakeOllamaSession()
self._patch(monkeypatch, conn, ollama)
await run(dsn="postgresql://fake", apply=False, limit=10, offset=5)
assert "LIMIT $1" in captured["query"]
assert "OFFSET $2" in captured["query"]
assert captured["params"] == (10, 5)